FSRA mortgage broker compliance file

Answers are general operational information only — not legal, tax, regulatory, clinical, privacy, immigration, or professional advice. Requirements vary by matter, client, and regulator.

Frequently asked questions

What should an FSRA mortgage broker compliance file include?

Brokerages must maintain fraud-prevention policies, identity verification records, and documentation supporting disclosures. Hivi-X helps collect and export organized borrower evidence; your principal broker sets the file standard.

Does Hivi-X replace principal broker oversight?

No. Hivi-X is document-collection software. Principal brokers remain responsible for brokerage compliance policies and agent supervision.

Is this legal advice?

No. General information only. Consult your principal broker and qualified counsel.

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