Investment account opening documents (pre-custodian)

Answers are general operational information only — not legal, tax, regulatory, clinical, privacy, immigration, or professional advice. Requirements vary by matter, client, and regulator.

Frequently asked questions

Does Hivi-X open accounts at the custodian?

No. Hivi-X collects and organizes pre-custodian documents. Account opening still happens in your custodian portal.

What about joint and entity accounts?

Add checklist lines per account type — joint ID for all holders, trust deeds, corporate resolutions, beneficial ownership registers.

Does Hivi-X verify source of funds against AML databases?

No. Hivi-X collects SOF/SOW documents you request. PEP and sanctions screening require your firm AML tools.

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